Banking & Financial Services
Governance, Risk & Compliance
Evidence collected as the process runs, rather than assembled the week before an audit.
Case studies
UK risk and compliance practice · KYC and AML reviews for financial-services firms and other UK organisations
A 13-Step KYC and AML Case Platform for a UK Compliance Practice
- steps structure each KYC case
- 13
- steps structure each KYC case
- roles that keep duties separate
- 3
- roles that keep duties separate
Investment group, Europe · €150M IFC sustainability-linked loan carrying ESG covenants
ESG Covenant Compliance Platform
- IFC facility protected by the platform
- €150M
- IFC facility protected by the platform
- scanned documents, now one task register
- 70
- scanned documents, now one task register
Connected
Where this fits in the rest of what we do.
Industries